Towson University Home Page
My TU Directory Calendars Marketplace Library Maps
Search
About TU Academics Research Admissions Life@TU Arts and Culture Athletics Outreach Support TU


ITROW Research Projects - Neighborhoods and Gendered Child Development

 

 

Theories of Neighborhood Effects

 

As Jencks and Mayer (1990) comment in their comprehensive review of neighborhood effects, most Americans assume that children who grow up in a “good” community are more likely than those who grow up in a “bad” community to work hard in school, stay out of trouble, go to college, and get a good job when they become adults.  However, whether there are any important community effects on child development, independent of the characteristics of families who live in the communities, is an issue that has not been completely resolved.  Some argue, for example, that it is not the poverty of neighborhoods that is detrimental to child development, but the poverty of families that live in poor neighborhoods.  An alternative hypothesis is that both the poverty of neighborhoods and the poverty of families are detrimental.

Researchers examining neighborhood effects have not always agreed upon the best definition and measures of neighborhood characteristics.  Some take an empirically-based approach in which numerous measures are submitted to factor analysis, which leads to the creation of composite scores based on somewhat disparate variables such as housing quality and density, unemployment, family structure, affluence, racial composition, population change, and other measures readily available through census data (Duncan and Aber 1997; Aneshensel and Sucoff 1996; Geis and Ross 1997).

We by contrast are interested in specifying more clearly the paths among some of these variables, investigating the presumed causal chain ensuing from employment opportunities, which we hypothesize affect income levels in communities, crime and violence, family poverty, and parenting.  Because our focus is on the ramifications of the organization of work on families, subsistence activities, and children, we want to approach the analysis of neighborhood effects by starting with a focus on employment opportunity.  In the broadest sense, our first aim is to see how and when the characteristics of communities influence child development, either directly or indirectly.    Thus, it is quite appropriate to conduct neighborhood research that does not merge neighborhood variables together into one index, but that rather explicitly looks at the impact of economic forces per se on other indices of urban life and upon urban families and children.

Sociological thought about the impact of neighborhoods has a long tradition, and was a major focus of research in the first half of this century.   Key figures of the Chicago School were Robert E. Park and Ernest W. Burgess, who assumed that competition determines the territorial distribution of populations, for example.  The ecological approach to the study of social processes fell out of favor during the 1970s, but has recently been revived as new tools for handling problems of contextual analysis have emerged.  Recently, effects of neighborhoods have been found to exist for urban crime and deviant behavior, voting behavior, morale of the elderly, mental health, teenage pregnancy, dropping out of school, and employment (Allan and Steffensmeier 1989; Anderson 1991; Crane 1991; Bohland and Herbert 1983; Brewster 1994; Ensminger, Lambkin, and Jacobson, 1995; Herbert 1976; Johnston 1976; Keith 1990; Rosenbaum and Popkin 1991; Smith 1980).

Structural Characteristics of Neighborhoods

Aber et al. posit a model of neighborhood effects wherein structural and compositional characteristics of neighborhoods (influenced by globalization, economic restructuring, migration, and public policies) affect both neighborhood social organization (social networks, collective supervision of youth) and cultural processes (clarity and consensus about norms and values), the latter two of which influence each other.  This perspective is indebted, they note, to several other recent theories of neighborhood effects, most notably social disorganization theory (Sampson 1992), social capital theory (Coleman 1988, 1990), and the developmental-ecological perspective (Bronfenbrenner 1979b, 1986).  Structural theory states that the institutions and social and economic patterns affecting and inherent in neighborhood life and conditions influence male and female child outcomes by creating opportunities, setting limits, and encouraging behavior through example.  Structural theory focuses on sociological and economic patterns external to the individual or to the family.  As applied to our set of research questions, structural theory would imply not only that institutions and socio-economic patterns affect child development directly but also that they affect relationships and processes within the family.

The first major concept identified by Aber et al. (1997) ¾  structural and compositional characteristics of neighborhoods ¾  itself is related to three research foci in previous research:

  • the macrostructural constraints imposed by joblessness and the behavior of other jobless families in the neighborhood as an influence on children. Wilson (1987, 1991) suggested that job loss and the middle-class flight to the suburbs has led to male joblessness, the concentration of poverty, and female-headed households.  He argues that job loss is a basic cause of these changes.

  • The influence of the presence or absence of middle-class or high-status professionals on children (Brooks-Gunn et al. 1993; Crane 1991; Ensminger, Lamkin, and Jacobson 1995).

  • The concentration of poor, minority, female-headed families (Hogan and Kitigawa 1985).

Brewster, Billy, and Grady (1993:715) suggest that community characteristics define behavioral alternatives and their associated social, psychic, and economic costs, thereby shaping the individual perceptions, attitudes, and values that guide young people’s behaviors.  They maintain that there are two basic ways in which community characteristics can do this: (1) communities may contain a local opportunity structure that channels and constrains adolescent behaviors; or (2) communities may engender a prevailing normative climate delimiting the boundaries of acceptable and desirable behaviors for young people.  Similarly, Garner and Raudenbush (1991) conceive of three ways in which neighborhoods could have impacts: (a) by predisposing individuals to respond differently to social institutions, (b) by facilitating or constraining interactions among individuals, or (c) by creating environments which affect individuals.

Social Capital Theory and Social Networks

There are three forms of “capital” which are pertinent to the topic: 

The economists Schultz (1961) and Becker (1964) proposed that just as physical capital is embodied in tools, machines, and other productive equipment, there exists human capital as well, which consists of characteristics and skills possessed by individuals that increase their productivity.  In education research, the term often refers to central resources within the family that are thought to be necessary for a child’s successful development.  In research practice, human capital is usually operationalized by measures of education and income (Teachman, Paasch, and Carver 1997).

Seeking to remedy what he saw as an over-emphasis of the concept of human capital on rational behavior and isolated individuals, Coleman  (1988) proposed the concept of social capital to point to the relationships among people and within communities that constitute resources which can be drawn on or accessed as needed.  Social capital is “the aggregation of knowledge and information stemming from sources other than formal education and training” (Coleman 1990:304).  It resides in the relations between the members of a group, not in the individuals that comprise it.  Coleman suggested that social capital exists both within and outside the family.  Within the family, it is represented by the amount of positive parent-child interaction.  Outside the family, it is represented by the density of social interactions among parents in different families and among parents and institutions in the community, particularly schools.  Coleman further suggested that social capital sets the context within which the financial and human resources of parents may affect their children’s development.  Thus, social capital may mediate the impact of financial and human capital on the schooling of children (Teachman et al. 1997).

Finally, to capture the structural characteristics of neighborhoods proposed by Aber et al. (1997), we use the phrase community capital to refer to those resources and characteristics of communities that affect the productivity of families and children within them.  These we have already discussed above as “structural characteristics of neighborhoods.”  Employment patterns, general economic health of the community, the presence of community role models, and neighborhood safety are examples of characteristics or resources that could impact on child development.

Social Disorganization Theory - Under Development

Developmental-Ecological Perspective - Under Development

How Does Community Affect Children?  A Life Course Social Field Theory

A useful conceptualization of child development comes from life course/social field theory (Kellam et al. 1975; Kellam and Ensminger 1980; Kellam et al. 1994; Kellam et al. 1998).  The main tenets of this theory are that at each stage of life, an individual is involved in a few major social fields that constitute both present context and set the stage for future development.  As children, individuals typically are first involved in their family, then in the school and their peer group.  The social fields involved in later developmental stages often shift to the workplace and its peer relations, the family of procreation with spouse and children, and still later, their children’s families.  Thus, there is an intimate relationship between life stages and key social fields.

Each of these social fields sets specific social task demands.  Natural raters, such as parents, the teacher, and the significant peers in each context judge how well a child performs in meeting those demands.  These task demands may overlap considerably, but they are not necessarily identical and may even be in conflict.

The community context provides another arena of definition of social fields and provision of natural raters.  Its social field demands may differ from the demands set forth in other social field areas.  For example, the presence of a strong network of illegal employment, such as drug trafficking, may encourage an aggressive and tough persona and behavior toward others, which when transferred to the classroom is not admired by teachers.  Children and adolescents may aspire to integration within neighborhood gangs, and desire the status, prestige, and security that accompany a successful career in the illegal drug economy (Bourgois 1995).   However, codes of behavior in that field may directly conflict with the codes of behavior (docility, cooperativeness) held by the natural raters in the school social field, the teachers.

In cases of conflict with the social task demands of other social fields, the child’s conformance to one set rather than another may permanently affect his or her development throughout the school career.  In this way, the community’s social organization, cultural processes, and local opportunity structures may affect the direction and intensity of the child’s skill acquisition and emotional health.

 

Announcements

•  ITROW’s Talking about Teaching Lunch Series

   © 2008 • Towson University Last Updated: Tuesday, September 19, 2006   
   Towson University • 8000 York Road • Towson, Maryland • 21252-0001 • 410-704-2000 Copyright Information | Privacy Statement | Contact Us